Parliamentary Oaths of Allegiance in the Westminster System


In Canada, Australia, and New Zealand, the MP must take the oath of allegiance in order to take his or her seat in the House and gain the emoluments of the office. I will list the oaths and briefly enumerate some of their implications.

The Constitution Act, 1867 (formerly the British North America Act) includes the parliamentary oath in its Fifth Schedule:
“I A.B. do swear, That I will be faithful and bear true Allegiance to Her Majesty Queen Victoria.” The Commonwealth of Australia Act, 1900 includes similar language, but adds the clause on the succession and an enthusiastic flourish at the end:

“I, A.B., do swear that I will be faithful and bear true allegiance to Her Majesty Queen Victoria, Her heirs and successors according to law. SO HELP ME GOD!”

The Ministry of Justice of New Zealand lists the current parliamentary oath of allegiance as defined by the Oath and Declarations Act, 1957. Other than the name of reigning sovereign, it is identical to the Australian oath.

“I, [full name], swear that I will be faithful and bear true allegiance to Her Majesty Queen Elizabeth the Second, Her heirs and successors, according to law. So help me God.”

I haven’t yet found any record of a Canadian MP-elect who refused to take the oath of the sovereign. However, New Zealand presents at least one such example. In July 2011, the Speaker of the New Zealand House of Representatives, Lockwood Smith, ejected Maori MP Hone Harawira from the chamber because he refused to take the oath to the sovereign precisely as stated in the Oath and Declaration Act, 1957. Harawira sought to preface his parliamentary oath with an oath to the Treaty of Waitangi and the people:

“I, Hone Pani Tamati Waka Nene Harawira, swear that I will be faithful and bear true allegiance to Te Tiriti o Waitangi, that I will be honest and forthright in my efforts to advance the rights of the people of Tai Tokerau, that I will do my utmost to help all Maori people become full and proud citizens of this land, and that I will do whatever I can to reduce inequalities in this country, so that all may one day be proud to call Aotearoa home.”

You can view the video footage of Lockwood Smith’s ruling as well.

Two weeks later, Hone Harawira took the standard oath, and Speaker Smith allowed him to take his seat. However, Harawira clearly took the oath in bad faith because he told the media “before the ceremony [that] he did not find it difficult to swear an oath he did not believe in, comparing the task to having to wear a suit at Parliament.” The idea of taking an oath in bad faith is a contradiction in terms: an oath presumes acting in good faith, that one will act in order to uphold that oath to the best of his ability. So how do we square this circle? How does Harawira justify his blatant hypocrisy? These circumstances pose some very difficult philosophical and political questions to which I don’t have the answers.

The Parliament of Canada has also bore witness to such blatant hypocrisy. In my project on the evolution of loyal opposition in the Westminster system, I argued that the Bloc Quebecois was prima facie a disloyal opposition because that party contradicts the definition of loyal opposition: opposition to the government’s policies but loyalty to the Crown (and therefore to the country). I then mused that the Bloc MPs must have crossed their fingers when they swore allegiance to the sovereign and the Crown of Canada in their parliamentary oaths, because someone who advocates for the secession of a province so that it can become a new, independent republic clearly never intended to uphold that oath and therefore took it in bad faith. In 1990, Gilles Duceppe himself rationalized his cognitive dissonance by dismissing the parliamentary oath to the sovereign as a mere formality: “I mean, it’s a formality, a technicality, just like Labour has been doing for years in the British Parliament, even if half of them are asking for the abolition of the monarchy.” (Hat-tip to Nick MacDonald for finding this little gem!)

According to a backgrounder prepared by the Library of Parliament in 1990,

“The House of Commons has the power to expel or otherwise discipline Members who contravene the oath. There do not appear to be any precedents for use of this power, however, and, given the general vagueness of the concept, considerable difficulties would seem to lie in the way of establishing the validity of allegations of contravention.”

This matter falls under parliamentary privilege.

I only used the crossing of fingers as a metaphor in order to demonstrate that the Bloc MPs had acted in bad faith. Interestingly, the New Zealand House of Representatives also offers a literal precedent: “In 1994, Tau Henare MP noted that he had crossed his fingers when he took his oath of allegiance as a member of Parliament, and that his allegiance was primarily to New Zealand as a country.” Prima facie, this MP also acted in bad faith by swearing an oath that he never intended to fulfill or uphold in any way.

The Ministry of Justice of New Zealand also reported that “in 1999, Hon Margaret Wilson, in her maiden speech, called for Members of Parliament to replace their oath of allegiance to the Queen with a pledge of loyalty to the New Zealand people.” (Margaret Wilson served as Speaker of the House of Representatives). I disagree with this argument because it misrepresents the nature of the Westminster system. Legal sovereignty lies in the Crown-in-Parliament, not in the people, even though they may act as what Dicey called “the political sovereign.” A pledge of loyalty to the people of New Zealand would conflate these two principles and obscure the source of sovereignty as the Crown of New Zealand, from which all legal and democratic authority flows. This argument applies equally to Australia and Canada.

Columnist Matt McCarten argued that “There’s something surreal when a Maori MP is thrown out for swearing allegiance to Te Tiriti O Waitangi and his electors before promising to be loyal to an English queen.” Like Canadian republicans, McMarten’s argument rests on the fundamental error that Elizabeth II is necessarily “an English queen.” (He should at least have called her a “British queen”!) Elizabeth II is the Queen of the United Kingdom of Great Britain and Northern Ireland, but she’s also the Queen of New Zealand – and MPs in the New Zealand House of Representatives pledge allegiance to Elizabeth II in her capacity as Queen of New Zealand. To be fair to McCarten, the wording of the oath should clearly acknowledge this difference.

Canada, Australia, and New Zealand should ideally amend their parliamentary oaths – but in order to emphasize that their respective crowns rather than to some anti-historical republican alternative. For instance, Canada’s oath should read:

“I, [full name], swear that I will be faithful and bear true allegiance to Her Majesty Queen Elizabeth the Second, Queen of Canada, Her heirs and successors, according to law. So help me God.”

The insertion of the constitutionally correct phrase “Queen of Canada” (and “Queen of Australia” and “Queen of New Zealand”) would serve both to emphasize that the oath refers to the Maple Crown and not to the British Crown and to educate republicans who always seem to conflate the British Crown with the Maple Crown! Unfortunately, an amendment to this oath would probably require the use of the 7/50 formula because it applies not only to the Parliament of Canada but also to all the provincial legislative assemblies. Australia’s constitution only includes one amending formula (a referendum that must receive the support of the majority of Australians from a majority of the States); given the volatility of republicanism there, this minor amendment would only stoke the fires of republican protest. New Zealand, however, being a unitary state with a unicameral parliament, could easily change its oath by amending the Oath and Declaration Act.

This analysis leaves many questions open for further study, and I will explore the implications of oath, breach of oath, and parliamentary privilege with respect to my project on loyal opposition in the Westminster system and the 35th Parliament of Canada.

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Posted in Crown (Powers and Office), Loyal Opposition, Oaths of Allegiance, Parliamentary Privilege | 15 Comments

The Manual of Official Procedure of the Government of Canada


Volume 1, as I found it in the Library and Archives before reproduction

Three consecutive minority parliaments from 2004 to 2011 renewed interest in the creation of a cabinet manual describing the unwritten rules, or constitutional conventions, that underpin Westminster parliamentarism. The United Kingdom just established its Draft Cabinet Manual in 2010, with a final version to follow soon, and New Zealand has long relied on its Cabinet Manual, now on its 8th edition as of 2008. In 2011, the Asper Centre for Constitutional Rights, the Public Policy Forum, and the Canadian Bar Association produced reports recommending that constitutional conventions be codified in a Canadian cabinet manual. They focused on conventions relating to the formation of governments, the governor general’s reserve powers (particularly on prorogation and dissolution), and the principle of restraint (as known as the caretaker convention).

The scholars and columnists who have recently called for codification have thus far overlooked some importance considerations. “Codification” of convention would mean writing in an Act of Parliament or the written constitution, but the British and New Zealand cabinet manuals are neither legal nor justiciable; instead they are universally regarded as politically enforceable. The British and New Zealand manuals are, in effect, officializations – not codification – of convention. Codification doesn’t merely “ossify” convention, as Forsey wrote: in fact, codification eliminates the concept of politically-enforceable convention altogether by converting these political rules into justiciable law. We spent a lot of time ruminating over the conundrum of codification, so we would be very happy if “officialization” caught on in the literature! 🙂

Most crucially, those calling for the creation of a “Canadian cabinet manual” have overlooked the existence of the Manual of Official Procedure of the Government of Canada, which the Privy Council Office produced under Prime Minister Lester B. Pearson in 1968. At the time of its production, no other Commonwealth country had ever produced a handbook on constitutional conventions of the Manual’s breadth and depth – a staggering 1,500 pages over two volumes. Sadly, as the Public Policy Forum pointed out in one of its reports, the Manual  has since been “shrouded in secrecy and kept from all but a few senior officials.” It was likely kept in cabinet confidence until at least 1988 and never generated much interest, until the wake of our latest cycle of minority parliaments.

My partner in parliamentarism Nick MacDonald and I first stumbled upon a reference to the Manual of Official Procedure of the Government of Canada in Michael Valpy’s article in the Globe and Mail from December 3, 2008, “Going Where No Governor General Has Gone Before” while we were researching for our first article “No Discretion: On Prorogation and the Governor General.” We finally uncovered this veritable constitutional treasure-trove after thorough research and patient application of ATIP requests with Library & Archives and months of waiting in total. But our persistence paid off marvellously!

The Manual of Official Procedure of the Government of Canada and its Appendices are an exemplary officialization of constitutional conventions and must undoubtedly be considered in any effort to produce a new or updated Canadian cabinet manual on constitutional conventions. I hope that the Manual will help facilitate discussion of the key principles and core conventions of Westminster parliamentarism in Canada and give pause to those who called for the creation of a new Canadian cabinet manual from scratch.

Nick MacDonald and I also wrote this short academic article on the Manual, which you can download from the link contained in the bibliographical citation below. A longer article comparing the Manual to its British, Australian, and New Zealand counter-parts will appear in the new year.

MacDonald, Nicholas A. and James W.J. Bowden. “The Manual of Official Procedure of the Government of Canada: An Expose“. Constitutional Forum constitutionnel 20, no. 1 (17 October 2011): 33-39.

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Posted in Officialization of Convention | 14 Comments

The History of Senate Reform, 1867 to 1913


I reviewed the political philosophical debate on the merits of the elective versus appointive upper house, and the elective Legislative Council in the earlier post. We’re all generally familiar with the modern proposals for Senate Reform (post-1980), essentially the “Triple-E Senate,” so here I’ll describe the little-known proposals for Senate reform from the 19th century and early 20th century in order to demonstrate that Senate reform has been a fixture in Canadian politics since our Confederation in 1867. Of course, none of these proposals proved successful, but I find the debate instructive; it shows the inherently imperfection of the theory of the balanced constitution that Ajzenstat and Smith discussed in their scholarship. The philosophic disagreements had crystallized before Confederation, and they have continued to manifest themselves as different institutional arrangements.

At the Quebec Conference, two prominent Clear Grits (sometimes called “Canada West Reformers”) supported an elected Senate: William McDougall and Oliver Mowat.[i] Both cut their political teeth in the 1840s as partisans of the movement toward responsible government in Upper Canada, and Mowat served as Premier of Ontario from 1872 to 1896 and consistently championed provincial rights and decentralized federalism – much to the frustration of his former mentor Sir John A. Macdonald.

On 12 April 1874, David Mills, MP submitted a resolution on reforming the senate such that the provincial legislatures would appoint senators.  It did not call for a re-evaluation of the number of senators representing each province, nor did it question the equality of the regions as opposed to the provinces. By empowering each province to adopt its own procedure, it respected their differences. Even under Mackenzie’s new Liberal government, the proposal fell flat and the issue of senate reform did not reappear in the federal parliament for over thirty years. David Mills clearly rejected the philosophy of the balanced constitution, which created the Senate specifically in order be independent of the crown and of the people.

That the present mode of constituting the Senate is inconsistent with the Federal principle in our system of government, makes the Senate alike independent of the people, and of the crown, and is in other material respects defective, and our Constitution ought to be so amended as to confer upon each Province the power of selecting its own Senators, and to defining the mode of their election.[ii]

On 30 April 1906, Mr. McIntyre, MP for Perth put forward a motion that prescribed changes far less radical than those of Mills. While he invoked “the spirit of representative and popular government”, he did not call for the election of senators, merely the curtailing of their power by limited their appointments to a maximum of fifteen years, or the mandatory retirement age of 80. The Harper government took on the idea of limiting the tenure of senators in the 39th Parliament, and the Pearson government successfully fixed the retirement age at 75. McIntyre also rejects the theory of the balanced constitution.

That, in the opinion of this House, the Constitution of the Senate should be brought into greater accord with the spirit of representative and popular government, and the genius of the Canadian people, by Amendments in future appointments:

1. Abolish the life tenure of Senators.
2. Limit the tenure of one appointment to within the legal term of three Parliaments.
3. Provide a fixed age, not exceeding eighty years, for compulsory retirement.[iii]

In 1909, Mr. Lancaster, MP for Lincoln, advocated outright abolition of the Senate because he believed that the upper house derogated from the principle of responsible government in the lower house and thus threatened Westminster principles and the prerogative of the Crown. Lancaster thus considered any notion of a federal principle deleterious to and incompatible with responsible government.  The New Democratic Party takes a similar position today.

that a Humble Address be presented to His Majesty declaring that the Senate is no longer required or advisable for the carrying on of responsible government in Canada, or a safeguard of His Majesty’s full rights and prerogatives, and that the abolition of the said Senate would greatly conduce to the welfare of the Dominion of Canada, and promote the interests of the British Empire.[iv]

In 1909 Senator Sir Richard Scott introduced a motion on Senate reform that would have hybridized the senate by retaining the Crown prerogative of appointment for one-third of the senators, while electing two-thirds of them and limiting all terms to seven years.

1. That in the opinion of the Senate the time has arrived for so amending the Constitution of this branch of Parliament as to bring the modes of selection of Senators more into harmony with public opinion.
2.That the introduction of an elective element, applying it approximately to two-thirds of the number of Senators, would bring the Senate more into harmony with the principles of popular government than the present system of appointing the entire body of the Senators by Crown for life.
3. That the term for which a Senator may be elected or appointed be limited to seven years.[v]

In the Liberal-Conservative platform of 1908, Borden pledged, under the heading “Reform of the Senate” to implementing “Such reform in the mode of selecting members of the Senate as will make the Chamber a more useful and representative legislative body.”[vi]  The Halifax Platform continued:

those who have watched with any care the work of our Senate in recent years must be convinced that it is not playing the part which was intended by the framers of our Constitution.  There seems to be little sense of individual responsibility, little desire to grapple with public questions, little disposition for effective work, but intense inclination, and indeed resolve, to make its sittings as infrequent and as brief as the barest decency will permit.[vii]

Apart from the more poetic language, Borden’s statement could have come from a more contemporary politician. Many Canadians today would recognise that kind of description of the senate, which shows that so little has changed after one hundred years.  Laurier held the prime ministership from 1896 to 1911, so by the time that Borden took office, most of the senators were Liberals and therefore naturally inclined to oppose Borden’s program.  “On 11 June 1914, Borden introduced legislation for the new Western Senate section” that would have created a new western region and accorded it 24 seats.

The Liberal-dominated Senate, however, […] returned the legislation with an amendment providing that ‘this Act shall not take effect until the termination of the now-existing Canadian Parliament’ […][viii]

After the senate rejected his legislation, Borden was considering requesting dissolution and would have included this plebiscitary question in the election:

Since 1867 the evolution and development of Federal systems both with the British Empire [referring to Australia, which federated in 1901] and in foreign countries has strongly tended in the direction of the election of members of the Upper House instead of appointment thereto by the Executive. Are you in favour of abolishing the Senate of Canada as at present constituted and substituting therefor a Senate elected by the people?[ix]

The outbreak of the First World War halted all further discussion of the issue and prevented an early dissolution and the holding of this proposed referendum.

Mills, McIntyre, Lancaster and Scott all agreed on the basic idea that the Senate had become independent of “popular government”. Indeed, they were right, because the Framers designed the Senate as entirely separate from “popular government” or “responsible government” because they believed that two elective chambers would come into conflict. Smith would probably suggest that all of them failed to consider the Senate in bicameral perspective, in other words, its relationship to the House of Commons within the Crown-in-Parliament. This is why reform of the upper house ought to both introduce election and curtail the Senate’s formal powers so that it is clearly subordinate to the House of Commons and acts primarily as a house of review.

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[i] Ibidum, 70.
[ii]
Sir George Ross, The Senate of Canada: Its Constitution, Powers and Duties Historically Considered. (Toronto: The Copp-Clark Co. Ltd., 1914), 91.
[iii]
Ibidum, 92-93.
[iv]
Ibidum, 94.
[v]
Ibidum, 94-95.
[vi]
D. Owen Carrigan.  Canadian Party Platforms, 1867-1968.  (Toronto: Copp-Clark Publishing Company, 1968): 51.
[vii]
Ibidum, 54.
[viii]
White, 1990, 110.
[ix]
White, The Voice of Region, 110.

Posted in Responsible Government, Senate Reform | 4 Comments

Paul Dewar Dodged My Question on Section 52 and Over-Representation of Quebec


The Canadian Study of Parliament Group held its fall business seminar earlier today on the “Democratic Reform Agenda“, and the second panel discussion featured Professor of Law and former Minister of Intergovernmental Affairs of Quebec, Benoit Pelletier; former Liberal cabinet minister and the second Liberal leader since Edward Blake who never became Prime Minister, Stephane Dion; and Paul Dewar, MP for Ottawa Center and candidate for the leadership of the New Democratic Party.

The panel discussed the talking points of Minister of State for Democratic Reform Tim Uppal with respect to the Harper government’s agenda on democratic reforms of the Senate and House of Commons. Uppal confirmed that the Harper government will indeed soon reintroduce Bill C-12 from the last parliament in its original form.

After the panellists finished talking points, I asked Paul Dewar and, as a Professor of Law, Benoit Pelletier, about the constitutionality of the New Democrats’ and Pelletier’s idea that Quebec receive more seats than its population warrants. I said something to the effect: “James Bowden, University of Ottawa. I’m directing this question primarily at MM Pelletier and Dewar. The Harper government introduced legislation in the last parliament that would amend Section 51 of the Constitution Act, 1867 and the formula by which seats in the House of Commons are allocated. But let’s look at Section 52 as well. It says that ‘The Number of Members of the House of Commons may be from Time to Time increased by the Parliament of Canada, provided the proportionate Representation of the Provinces prescribed by this Act is not thereby disturbed.’ Proportionate representation means of course representation by population. Wouldn’t the New Democrats’ current proposal that Quebec receive additional seats that its population does not warrant ‘disturb’ the principle of rep by pop and therefore be unconstitutional?”

Paul Dewar dodged the specific question on section 52; however, he still revealed some interesting information in his response. He replied that the New Democrats are preparing counter-legislation that would recognize Quebec’s cultural distinctiveness as a nation by rewarding the province with a fixed proportion of 24% of the seats in the House of Commons. The idea of awarding Quebec one or two extra seats once might withstand a legal challenge in the courts with respect to section 52, because, as Benoit Pelletier pointed out, Canada has never followed representation by population strictly. However, legislation that would fix a specific proportion of seats in the House of Commons would clearly “disturb” the principle of representation by population that Section 52 enshrines. And Section 42 of the Constitution Act, 1982 (the general amending formula) stipulates that any legislation that alters “the principle of proportionate representation of the provinces in the House of Commons prescribed by the Constitution of Canada” must receive the support of at least 7 provincial legislatures representing 50% of the population. But as Stephane Dion pointed out to me, the Regional Veto Act, 1996 that Chretien devised in order to appease Quebec after the referendum has practically rendered the general 7/50 amending formula into the unanimity formula. In other words, our constitution has become virtually impossible to amend – and Paul Dewar`s bill must necessarily be presented as a constitutional amendment.

Benoit Pelletier further argued that because section 51A of the Constitution Act, 1867 codifies the Senate Floor Rule (which states that a province shall not possess fewer seats in the House of Commons than it does in the Senate) and because provinces don’t lose seats, Canada has never followed strict representation by population. This is true — however, Pelletier is ignoring the obvious counter-point: these provisions that explicitly “disturb” the principle of rep by pop are only constitutional because they appear as constitutional amendments. In other words, the New Democrats’ proposal will remain unconstitutional unless it becomes an amendment to Section 52. And in order to become an amendment to Section 52, the federal parliament and at least 7 provincial legislatures representing 50% of the population must pass identical legislation. This will never happen! I can guarantee Pelletier and Dewar that none of the Western provinces will ever allow Quebec to retain 24% of the seats in the House of Commons in perpetuity. The Charlottetown Accord would have codified this principle (with a fixed proportion at 25%), but Canadians rejected it in a national referendum in 1992.

Paul Dewar criticized the Conservatives for taking the electorate for fools. In reality, it is the New Democrats who take us all for fools: they’ve assimilated the mythology of Quebecois nationalism that fixates on Quebec as the humiliated victim of the federation and then sing siren songs of enshrining Quebec’s nationhood into the constitution as if they wouldn`t need to follow an amending formula and obey the Constitution of Canada. I expected that Paul Dewar, as a leadership candidate from Ontario, would have sought to differentiate himself from Brian Topp by taking a principled stance against the Quebec nationalist ethos that has now taken over the New Democratic Party. But I was wrong. The New Democrats` transformation to Le nouveau bloc quebecois is complete.

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Posted in Electoral Boundaries Readjustments | 7 Comments

From Leader to Laggard in Elective Upper Houses: Canada’s Elective Legislative Council, 1856-1867


Introduction

Most Canadians are probably unaware that for a brief period in our history, the upper house in the United Province of Canada (called a Legislative Council) was making the transition from an appointive chamber to an elective one, between 1856 and 1867. Even though this elective innovation first started several years after the entrenchment of responsible government, the Fathers of Confederation abandoned the elective principle and reverted to the appointive upper house in the Senate of Canada. Canada thus became the first English-speaking country to entrench an elective upper chamber – long before the Australian colonies federated in 1901, and long before the Americans converted their Senate into an elective chamber in 1913. Where once Canada led, it now lags behind. I will explore the political philosophy and debates surrounding the upper chamber in our Confederation Debates and identify the various political groupings and their positions on the subject and conclude with some plans for reforming the Senate of Canada.

The “Balanced Constitution” of Pluralist Liberal Constitutionalism

Contrary to popular belief in Canada, our Framers were no mere political operators devoid of political philosophy and principle.[i] Our Framers derived their political philosophy from the Enlightenment, the American Framers, various British thinkers like J.S. Mill, and British political history. The British devised in the 1790s a colonial replica of the tripartite Crown-in-Parliament in a new form of representative government: the House of Assembly, Legislative Council, and the Governor-in-Council, the Crown’s representative.[ii] The British implemented this model in the Constitutional Act, 1791 that repealed parts of the Quebec Act, 1774 by splitting Quebec into Upper Canada (Ontario) and Lower Canada (Quebec). Like Ajzenstat, Smith also attributes this tripartite arrangement of the Crown-in-Parliament to the “theory of a balanced constitution.”[iii]

The Canadians Framers founded a system of liberal constitutionalism premised on the Whiggish idea of a “balanced constitution”; they also reconciled constitutional monarchy and federalism for the first time, which the Australians later replicated (though in a different form) thirty years later.[iv] Ajzenstat defends the Framer’s decision on an appointive Senate along largely the same lines as Smith: “a majority vote in both houses detracts from responsible government. It muddles the accountability of government to the peoples’ representatives in the executive branch.”[v] Parliamentarism in the 19th existed in a state of flux, and Ajzenstat demonstrates that the Framers favoured a balanced constitution in which the Crown, Senate, and House all acted as checks and balances on each other.[vi] We often think of this concept of government as “checks and balances” as inherently American; while the American separation of powers best exemplifies this idea today, we should remember that the American Framers drew upon a wealth of British parliamentary precedent in the era of representative era (before responsible government) and Enlightenment philosophy. One delegate at the Charlottetown Conference, James Ross, spoke of the “three branches of the legislature”: the Crown (the monarchical branch), Senate (the aristocratic house), and House (the democratic house).[vii] John George Bourinot, who wrote the first manual on the procedure and practice of the Canadian House of Commons in 1884 Parliamentary Procedure and Practice, also sometimes referred to the Crown-in-Parliament as “branches.” The Framers intended that the Senate would act as a check on the Crown (the cabinet) and the House of Commons if the cabinet tried to “silence dissent and suppress minorities” through its majority in the House of Commons.[viii] This refers to political minorities, as in the institutionalized parliamentary opposition, which represents the electorate who voted against the party in power. Ajzenstat concludes that “bicameralism protects liberal democracy and that bicameralism is therefore more democratic than unicameralism.”[ix]

The Elective Legislative Council

John A. Macdonald

While the Senate would function as an aristocratic check on the popular lower house, by the mid-19th century, all the British North Americans accepted the relative egalitarianism of the colonies and rejected the notion that the Senate would turn into a hereditary chamber like the House of Lords. Macdonald himself argued that the Senators would be like the elected Members of Parliament, “men of the people, and from the people.”[x] The property qualification has become almost irrelevant today, but even at the time, Ajzenstat explains that the “property qualification and […] appointment for life were meant to render the Upper House independent of the Crown” and of the lower house.[xi] The Senate figured prominently in the Confederation Debates. The Legislative Council of the United Province of Canada started the transition toward an elective chamber in 1856, though by 1867 it still had not completed its transformation; Prince Edward Island had also adopted an elective Legislative Council in 1862. Where once Canada led, Canada lagged behind the rest of the core Commonwealth after Confederation and ceded the pioneering elective principle to Australia. Despite having overlapped with responsible government for a decade, the moderate Liberals and Tories, led by George Brown and John A. Macdonald, respectively, supported an appointive upper house in order to avoid competing democratic mandates and the threat that deadlock between the two houses would pose to responsible government in the new federal system.[xii] The Clear Grits supported an elective upper house on democratic principle; curiously, the ultra-Tories also supported an elective upper house – precisely because they agreed with the moderate Liberals that it would create a powerful rival to responsible government.[xiii]

Macdonald originally favoured the elected Legislative Council, which consisted of 24 constituencies in Upper and Lower Canada. Similar to the staggered nominations in the American Senate of the day, “Each constituency elected one member every eight years and elections occurred in one-quarter of the constituencies every two years.”[xiv] Macdonald, however, saw the necessity of compromise, and the Lower Canadian Bleus and the Upper Canadian moderate Reformers opposed continuing the elective chamber. Macdonald thus damned the elective legislative council with faint praise in order to save face:

“The arguments for an elective council are numerous and strong; and I ought to say, as one of the administration responsible for introducing the elective principle into Canada. I hold that this principle has not been a failure in Canada; but there were causes – which we did not take into consideration at the time – why it did not so fully succeed in Canada as we had expected.”[xv]

George Brown argued against the elective Legislative Council because he feared that it would rival the lower house and attempt to block supply:

“Who will venture to affirm that the council would not cliam that power over money bills which this house claims of right belong to itself? Could they not just say that they represent the people as well as we do, and that the control of the purse strings ought, therefore, to belong to them as much as to us? […] What is to prevent a deadlock of the chambers? […] They might amend our money bills, they might throw out all our bills if they liked, and bring to a stop the whole machinery of government. And what would be done to prevent them?”[xvi]

George Brown

Brown attributes the failure of the elective Legislative Council to the difficulty in fielding candidates for election, and in the sheer size of its constituencies; the Legislative Councillors had to travel over vast distances at great personal expense. [xvii] But Brown’s next statement still leaves the fundamental question that I pose later unanswered and even more unclear: why, if the elective Legislative Council would have acted as a check against the Crown before the establishment of responsible government in 1848 did the Canadians not implemented the elective Legislative Council until six years after the achievement of responsible government? The chronology of the implement of the elective upper house simply does not support the position of the moderate Liberals and Tories that an elective chamber inherently threatened responsible government. Brown continues:

“When the change [toward an elective upper house] was made in 1855, there was not a single petition from the people asking for it. The real reason for the change was that before responsible government was introduced into this country, […] the upper house continuously and systematically was at war with the popular branch and threw out every measure of liberal tendency.”[xviii]

Curiously, both Macdonald and Brown supported an appointive Senate precisely because they thought that the presence of only one elective house would prevent legislative deadlock between the houses. Yet the Framers conferred equal legislative powers upon the Senate (apart from the introduction of money bills, as per ancient British custom). I can only conclude that the Frames intended that by convention, the Senate would restraint its legal powers and exercise them only in exceptional circumstances.

Canadian scholars place 1848 as the year in which the United Province of Canada achieved responsible government, yet the Canadian government did not introduce direct popular election to the Legislative Council until 1856, six years after the entrenchment of responsible government. So if the moderate Liberals and Tories both feared an elective upper chamber’s potential to interfere with the practice of responsible government, why did they introduce direct popular election to the Legislative Council after attaining responsible government? Logically, if they feared the consequences of strong bicameralism and two co-equal houses on responsible government, would that not imply that the Legislative Council became elective before the entrenchment of responsible government? Given that the radical republican reforms like Papineau and Mackenzie advocated an elective upper chamber in the 1830s, the moderate Liberals and Tories surely could have anticipated this criticism in the 1840s and 1850s. In any case, Smith states that the gradual phrasing in of election to the Legislative Council (as the appointed members died or resigned) started in 1856 but had not been completed by 1867.[xix] These questions require further research on my part.

Considerations With Respect To Reform  

Bicameralism presents a democratic conundrum in the Westminster system. On the one hand, an elective upper house threatens to challenge the lower house for democratic supremacy, and on the other, an appointive chamber lacks democratic legitimacy altogether. Further still, if the Senate of Canada were elective but its powers substantially limited to, say, the powers of the House of Lords as per the Parliament Acts, 1911 and 1949, then some would call the very existence of the chamber into question. Having taken into account the legitimate arguments and concerns of those academics in favour of an appointive Senate, I no longer subscribe to the unalloyed “Triple-E Senate” of the Reform Party: the direct election of an equal number of Senators from each province, who provide an effective check on the House of Commons. First, the American Senate is no longer and the Australian Senate never was a “States’ House” within a federal system, so the idea that Canadian Senators would function as provincial ambassadors in the Senate of Canada simply because of their election and their equal numbers does not hold up the scrutiny. Second, federal Senators should not function as provincial representatives in any case, because the provincial governments and the federalized cabinet fulfill this function.

In addition, equal provincial representation is not practical in Canada, given its disparity in population and because Canada is, as Smith repeats in all his books, a “double federation” of provinces and two founding nations. The province of Quebec in particular will never accept equal representation of the provinces. Rejean Pelletier, a constitutional scholar at L’Universite Laval, rejects the Albertan-Reform proposal of equality of representation for all the provinces and that the notion that “Quebec is a province like any other” because they “do not take into account the very pronounced numerical imbalance between the Canadian provinces.[xx] In addition, Pelletier argues that “it does not take into account the significance of the relative weight of the most populous federated entity in the country as a whole.  Ontario represents about 40% of the Canadian population; California, 12% of the American population; and North Rhineland-Westphalia, about 22% of the German population.”[xxi]  Finally, Pelletier invokes the nationalist argument to which the Government of Canada lent credence in 2006 in recognising that “Quebeckers form a nation within a united Canada”.  He contends that “since Quebeckers form a nation within Canada”, “it is unacceptable that Quebec would only have a right to 10% of the Senators.”[xxii] Aaron Hynes devised a “rational redistribution” of the seats in the Senate on a model that accepts provincial inequality as well.[xxiii]

Conclusion

Ultimately, I would prefer an elective Senate possessing powers similar to those of the current House of Lords so that it would act primarily as a house of review, but not as an obstruction and constitutional threat to responsible government, and certainly not as a house of the provinces. The proponents of the current appointive Senate, and George Brown before them, raise valid concerns about the threat of deadlock between two elective chambers. That is why I support an elective senate limited, like the House of Lords, to a suspensive veto over money bills. The Australian Senate precipitated a significant constitutional crisis in 1975 precisely because it wields too much power over supply bills. The combination of an election, like the Australian Senate with powers limited to a suspensive veto and delay, like the British House of Lords, would result in a true house of review that could provide a healthy check on governments (which necessarily derive from the lower house) without becoming a de facto confidence chamber. I agree with George Brown that the use of single-member plurality as the method of election in the upper chamber poses its own set of challenges and redundancies in the larger size of the constituencies. The Australians addressed this problematic redundancy by changing the electoral system of their Senate to proportional representation within each state, which ensures that the partisan composition in the Senate differs from that in the House of Commons, thus strengthening its capacity as a house of review. This elective upper chamber would become a respected, measured, democratically legitimate addition to the Crown-in-Parliament.

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[i] Janet Ajzenstat, “Confederation and Individual Liberty,” Macdonald-Laurier Institute: Canada’s Founding Ideas (November 2010): 1-20.
[ii]
Smith, The Canadian Senate in Bicameral Perspective, 16.
[iii]
Smith, The Canadian Senate in Bicameral Perspective, 16.
[iv]
Ibid; See Janet Ajzenstat and Peter J. Smith, Canada’s Origins: Liberal, Tory, or Republican? (Ottawa: Carleton University Press, 1995).
[v]
Janet Ajzenstat, “Bicameralism and Canada’s Founders: The Origins of the Canadian Senate,” in Protecting Canadian Democracy: The Senate You Never Knew, ed. Serge Joyal (Toronto: University of Toronto Press, 2003): 3.
[vi]
Ajzenstat, “Bicameralism and Canada’s Founders: The Origins of the Canadian Senate,” 4-6.
[vii]
Ajzenstat, “Bicameralism and Canada’s Founders: The Origins of the Canadian Senate,” 5.
[viii]
Ajzenstat, “Bicameralism and Canada’s Founders: The Origins of the Canadian Senate,” 4-6.
[ix]
Ajzenstat, “Bicameralism and Canada’s Founders: The Origins of the Canadian Senate,” 4.
[x]
Ajzenstat, “Bicameralism and Canada’s Founders: The Origins of the Canadian Senate,” 10.
[xi]
Ajzenstat, “Bicameralism and Canada’s Founders: The Origins of the Canadian Senate,” 11.
[xii]
Ajzenstat, “Bicameralism and Canada’s Founders: The Origins of the Canadian Senate,” 12; Christopher Moore, 1867: How the Fathers Made A Deal, 107-113.
[xiii]
Ibid.
[xiv]
Janet Ajzenstat, Canada’s Founding Debates (Toronto: Toronto University Press, 1999): 78-79.
[xv]
Janet Ajzenstat, Canada’s Founding Debates (Toronto: Toronto University Press, 1999): 78-79.
[xvi]
Janet Ajzenstat, Canada’s Founding Debates (Toronto: Toronto University Press, 1999): 84-85.
[xvii]
Janet Ajzenstat, Canada’s Founding Debates (Toronto: Toronto University Press, 1999): 85.
[xviii]
Janet Ajzenstat, Canada’s Founding Debates (Toronto: Toronto University Press, 1999): 86.
[xix]
Smith, The Canadian Senate in Bicameral Perspective, 17.
[xx]
Réjean Pelletier, Le Québec et le fédéralisme canadien : un regard critique. (Québec : Les presses de l’Université Laval, 2008) : 190.
[xxi]
Ibid
[xxii]
Ibid
[xxiii]
Aaron Hynes, “Toward a Rational Redistribtution of Seats in Canada’s Senate,” Canadian Parliamentary Review 33, no. 4 (Winter 2010): 27-31.

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